Request a Proposal

FinCEN's Beneficial Ownership Rule- Are You Ready?

Attendees will learn about the necessary steps to prepare and comply with this new rule. Also insights on the likely challenges your institution will face will be discussed.

Date:
September 15, 2016
Time:
10 am PST
Duration:
15 minutes
Concluded

About the Presenter

James DeFrantz, CRCM, CAMS, J.D., is a consumer and real estate lending compliance specialist with more than 30 years of experience in the financial service regulatory industry. He has served as a senior compliance examiner at the Federal Reserve Bank in San Francisco and has spent time as an analytical manager at the Office of Thrift Supervision as well as a commissioned national bank examiner at the Office of the Comptroller of the Currency.

Mr. DeFrantz has a certificate from the Pacific Coast Banking School of Bank Management, a Juris Doctor from the University of San Francisco with a concentration in banking and finance, and a BA from Dartmouth College. He is also a certified regulatory compliance management and anti-money laundering specialist with experience in fair lending, consumer operations, non-deposit investment products, note department operations, BSAs, CRAs, and the entire credit approval process.

Your Partner in Balancing Compliance