Issues & Trends in BSA
Attendees will hear the latest hot topics in BSA regulations including FinCEN's enhanced Customer Due Diligence (CDD) requirements, high risk monitoring, expectations regarding marijuana-related businesses, and challenges for the growing FinTech industry.
- August 18, 2016
- 10 am PST
- 15 minutes
About the Presenter
James DeFrantz, CRCM, CAMS, J.D., is a consumer and real estate lending compliance specialist with more than 30 years of experience in the financial service regulatory industry. He has served as a senior compliance examiner at the Federal Reserve Bank in San Francisco and has spent time as an analytical manager at the Office of Thrift Supervision as well as a commissioned national bank examiner at the Office of the Comptroller of the Currency.
Mr. DeFrantz has a certificate from the Pacific Coast Banking School of Bank Management, a Juris Doctor from the University of San Francisco with a concentration in banking and finance, and a BA from Dartmouth College. He is also a certified regulatory compliance management and anti-money laundering specialist with experience in fair lending, consumer operations, non-deposit investment products, note department operations, BSAs, CRAs, and the entire credit approval process.